Testimony of Knut A. Rostad, President & Co-Founder
Institute for the Fiduciary Standard
November 19, 2018

To the New Jersey Bureau of Securities on the Fiduciary / Pre-proposal “Legal and factual basis” to apply a fiduciary Standard to financial services reps

Good morning. I am Knut Rostad, president, and co-founder of the Institute for the Fiduciary Standard. The Institute is a nonprofit formed in 2011 to research, educate and advocate to advance fiduciary principles and practices. The Institute is proud to advocate unequivocally for robust fiduciary duties as expressed in our Best Practices and count many of the country’s leading practitioners among supporters and industry luminaries among our advisors. I am delighted to be joined here with professor Frankel, a leading expert on fiduciary law recognized world-wide, and an advisor to the Institute!

Read Full Testimony Here