The Wall Street Journal remembered Warren Phillips, who retired as chairman of the Dow Jones Corporation in 1991 and passed away on May 10 at the age of 92.
Blog
Reg BI looks strong, if you squint just right
By Knut A. Rostad — Despite SEC commissioner Peirce’s comments last week, absent real mitigation, the Reg BI rule is toothless.
The False Claims by Brokerage and Insurance Lobbyists
By Knut A. Rostad — Maryland, Nevada and New Jersey and other states have an historic opportunity to make an extraordinary difference: to lead the nation towards a real fiduciary standard. Investors, like Gail from Maryland, can only hope they do.
The Fiduciary Outlook for 2019
In this podcast, Robert Huebscher of Advisor Perspectives interviews Knut A. Rostad about the outlook for fiduciary matters in 2019.
Getting to Trust
Last week two RIA leaders made important remarks illustrating the public’s distrust of financial services.
A Thousand Points of Fiduciary Light
The case for a real fiduciary standard is a case for the values and principles that are vital, self-evident and indisputable – like the values that inspired our nation’s founders. And that the country heard last month in eulogies for George H. W. Bush.