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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.

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Building a fiduciary culture of honesty, integrity, and expertise.

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You are here: Home / Leadership Through Fiduciary Program

Leadership Through Fiduciary Program

The Institute puts on a day long program at the NAPFA Fall conference on the practices that differentiate fiduciary, fee-only advisors from sales brokers.

Media

  • October 16, 2018 – ‘It’s a freak show out there’: RIAs call for increased transparency
  • October 17, 2018 – Investors Want To Hear More On Fees And Conflicts, CFA Institute Reports
  • October 15, 2018 – Leading Advisors, Experts to Discuss Leveraging Fiduciary / Fee Only Practices and Culture at ‘Leadership Through Fiduciary’ 
  • October 16, 2018 – Bob Veres, Inside Information, comment on Knut Rostad’s recent blog in Advisor Perspectives on the SEC Reg BI.

Panel Four, Fiduciary Best Practices – the Transcript

  • January 14, 2019 – Panel: Fiduciary “Mindset” and Policies and Practices Starkly Differ from Sales Brokers’ Payouts and Production

Fiduciary Doings

Tamar Frankel and Phyllis Borzi

 

The Institute organized a meeting to discuss common interests on Reg BI, the states and advocacy on January 16 in Washington. 22 leaders from nine advisor and consumer advocacy organizations attended.

Here, Phyllis Borzi (left) and Tamar Frankel, Institute Board of Advisor members, are seen readying to depart an Institute dinner, the evening before, where they led discussions.

Carolyn McClanahan

 

"With the advent of 401(k)s and the decimation of pension plans to ensure financial security in old age, a fiduciary standard is more important than ever. The public needs to be confidant that advisors helping them plan for their retirement years always and only act in their best interest as a fiduciary. I'm happy to endorse organizations such as the Institute for the Fiduciary Standard that promote protections for those who need to secure their financial future."

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