New Maryland bill would require financial professionals to act ‘without regard to’ their own financial gains
Main Content
Institute Initiatives
Conventional Wisdom Says a Major Problem is “Investor Confusion” About Brokers and Advisers; Is This the Whole Story?
Investors are not confused. They do not lack the capacity to think through the information they are given. They are not “forgetful.” However, they do misunderstand how brokers and advisers differ because the information they get from the industry is unclear or misleading.
Institute & Industry Leaders
“Press on, regardless”
Jack Bogle’s passing, at 89, richly deserves the huge accolades he is receiving. He was a model public servant operating in the private sector.
Advocacy on SEC Rulemaking
Testimony of Tamar Frankel Before the N.J. Bureau of Securities
Testimony of Tamar Frankel, LL.M. S.J.D. Professor of Law EmeritaBoston University School of LawBefore the N.J. Bureau of Securities Re: Fiduciary Duty/Pre-Proposal on November 19, 2018
Knut’s Views
Jack Bogle: Capitalist rock star
Bogle’s impact on investing, investors and the markets place him among the most important political and business actors globally in the last half century
Institute News
Institute leaders speak on state of fiduciary at MarketCounsel Summit
Board of Advisor member, Phyllis Borzi, Director, Jim Patrick, and Knut Rostad speak on a panel of the state of fiduciary in Las Vegas at the MarketCounsel Summit, December 6, 2018.
Read about the Institute’s Six Core Duties
Learn about what ‘Real Fiduciary’ Advisors Do
Learn How Advisers and Brokers are so Different
