“In five bite-sized offerings, Chairman Jay Clayton fails to tell the public what it needs to know about RIAs vs. brokers.”
Main Content
Institute Initiatives & News
John H. Langbein Wins Frankel Fiduciary Prize
The Institute for the Fiduciary Standard today announced that the 2019 Frankel Fiduciary Prize honoree is John H. Langbein.
John C. Bogle, 1929-2019
Jack Bogle: Capitalist rock star
Bogle’s impact on investing, investors and the markets place him among the most important political and business actors globally in the last half century
Advocacy on SEC, State Rulemaking
Time for Advisers to Speak to Us in Plain English, writes WSJ’s Jason Zweig
The SEC is making financial information simpler. But it’s not yet simple enough.
Knut’s Views
Major Insurer Exposes the Weakness in the CFP Board’s Standards
The Northwestern Mutual disclosure is a case study that underscores that CFPs need greater guidance.
Institute & Industry Leaders
Women Leading The Finance Industry: Deborah S. Bosley
Deborah S. Bosley of The Plain Language Group has been recognized as a woman “leading the finance industry.”
