BD lobbyists claim fiduciary rules harm investors while AARP members call for New Jersey to proceed with its own rule.
Main Content
Institute Initiatives & News
Differentiation for RIAs in a Reg BI World
Reg BI is now a reality. How do independent real fiduciary advisers effectively differentiate what they do from what the brokerage industry says?
John C. Bogle, 1929-2019
Jack Bogle: Capitalist rock star
Bogle’s impact on investing, investors and the markets place him among the most important political and business actors globally in the last half century
Advocacy on SEC, State Rulemaking
Institute commends Massachusetts disclosure on fees and services as “Straight Talk”
The proposed Massachusetts Adviser Straight Talk Disclosure is a simple, direct and commonsense approach to informing adviser clients of key information. It can increase investor comprehension of fees and services.
Knut’s Views
SEC Chairman Clayton Misunderstands His Critics
Do these groups, as SEC Chairman Clayton suggests, have a “lack of understanding” of the law?
Institute & Industry Leaders
Meet Margaret from Maryland
Meet Margaret from Maryland. She had been relying on the advice of brokers for many years but contacted a fiduciary (CFP®) for a second opinion when the broker recommended that she buy another annuity to add to the two she’d already been sold.
