The Institute contends in a new whitepaper that SEC and CFP Board rules will sweep away key principles of the Advisers Act.
Main Content
Institute Initiatives & News
After the Advisers Act: What the New SEC and CFP Board Standards Mean for Investors
Two articles and a webinar speak to how the SECs’ and CFP Boards’ new standards depart from the Advisers Act of 1940.
John C. Bogle, 1929-2019
Webinar Virtual Discussion on the Legacy of Jack Bogle
Personal finance columnist Jane Bryant Quinn: ‘How Jack converted me and changed my life.’
“Fee-only Fiduciary Advice is Common Sense” Campaign
A new E-book for investors explains how fiduciary principles are commonsense ideas and why a fiduciary advisor is better for investors. Download the E-book.
Advocacy on SEC, State Rulemaking
Institute Comment Letter to Iowa Insurance Divison on “Best Interest Standard of Care for Insurance and Securities Professionals”
The Institute submitted a comment letter to the Iowa Insurance Division on its proposed rulemaking in light of SEC’s Reg BI.
Knut’s Views
SEC and CFP Board Standards Reject Common Sense
The SEC and CFP Boards standards are a giant leap backwards. They violate commonsense and will further distance investors.
Institute & Industry Leaders
Tamar Frankel Paper: “The Regulators’ Conflicts of Interest”
Tamar Frankel, Professor Law Emerita at Boston University, published a hugely important criticism of SEC’s Reg BI.
