SEC Chairman Gary Gensler has appointed Barbara Roper, Director of Investor Protection at CFA, as his senior advisor.
Institute and Industry Leaders
Dan Moisand, Principal of Moisand, Fitzgerald, and Tamayo and an Institute Real Fiduciary™ Advisor, will chair the CFP Board in 2023.
Carolyn McClanahan’s transition from being a physician to the financial planning industry. She calls for a better duty of care to the client.
Investor protection advocates want the Securities and Exchange Commission to revisit and revise its Form CRS.
The Institute proposed a redesigned Form CRS, which provides a side-by-side comparison of advisers and brokers.
A number of former regulators and current policy experts asked the Securities and Exchange Commission today to revise Form CRS.