Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Institute and Industry Leaders
Barbara Roper Gets Key SEC Post
SEC Chairman Gary Gensler has appointed Barbara Roper, Director of Investor Protection at CFA, as his senior advisor.
CFP Board Selects 2023 Chairman
Dan Moisand, Principal of Moisand, Fitzgerald, and Tamayo and an Institute Real Fiduciary™ Advisor, will chair the CFP Board in 2023.
‘Pretty darn close’: How Carolyn McClanahan Transitioned From Physician to Financial Planner
Carolyn McClanahan’s transition from being a physician to the financial planning industry. She calls for a better duty of care to the client.
Investor Advocates Call for Revamped Form CRS
Investor protection advocates want the Securities and Exchange Commission to revisit and revise its Form CRS.
Fiduciary Backers Seek ‘highest legal standard’ in Form CRS Disclosures
The Institute proposed a redesigned Form CRS, which provides a side-by-side comparison of advisers and brokers.
