Veres won’t review the 93 firms or 105 individual “finalists” on IA’s list. He DOES list those not nominated, including “Joel Bruckenstein, Angie Herbers, Knut Rostad, Stephanie Bogan”, (and many others)
Institute and Industry Leaders
Tamar Frankel’s two palpable features, ‘One is a deep well of kindness behind her eyes, the other a formidable air of intelligence.’
Industry Leaders urge the Department of Labor (DOL) to act on rules governing retirement investment advice.
Professor of Law Emerita Tamar Frankel penned a letter to SEC Chairman Gensler. The message: RIA confusion on Form CRS is “astounding.”
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
SEC Chairman Gary Gensler has appointed Barbara Roper, Director of Investor Protection at CFA, as his senior advisor.