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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.


Building a fiduciary culture of honesty, integrity, and expertise.

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The Institute

Richard Wagner: “The Philosopher King” Of financial planning, says Neal Solomon

By The Institute on March 14, 2023

Since his 1990 essay, “To Think Like a CFP”, until his passing in 2017, Wagner led the movement for financial planning’s future. Chapter six of Financial Planning 3.0 is reproduced here.

Marie Swift Offers Marketing Tips

By The Institute on February 28, 2023

Bob Veres reports:

“Marie Swift hit home saying the advisors who provide the most value tend to be the least aggressive marketers.”

Sara Grillo Challenges the Industry to be Transparent

By The Institute on January 18, 2023

In this podcast Sara drills down on what transparency means for advisors and their clients.

Fiduciary Care is How We Would Treat Our Mother

By The Institute on January 15, 2023

Too many new rules undermine the principles – Based fiduciary standard; here is how Scott MacKillop says we should think about fiduciary

No fee model is perfect: RIA Summit 2022

By The Institute on November 9, 2022

It is important for people to understand that different fee models may benefit certain people more, thus advisors must explain what services are being provided

What We Learned in Fiduciary September

By The Institute on October 18, 2022

Knut discusses emergent themes in 2022’s Fiduciary September, which emphasizes state and private sector leadership amid SEC failure.

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Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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