An SEC committee is calling out firms over form CRS disclosure inadequacies. Yet fiduciary and plain-language experts believe the SEC’s “call outs” miss the mark.
Is SEC Telling Advisors Not To Call Themselves Fiduciaries In Relationship Summaries?
RIAs and their compliance executives are worrying that the SEC is muddying the waters more for consumers by making all financial professionals look the same.
What to Know About Fee-Only Financial Advising
Katie Oelker, a personal finance writer at Business Insider, explains fee-only financial advising.
Knut Rostad Awarded “Fiduciary of the Year” by Committee
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Wall Street in Crisis: A Perfect Storm Looming
Labaton Sucharow’s second annual 2013 survey of the U.S. financial sector emphasizes the need for transparency, fairness, and accountability.
Fiduciary September 2021 Recap
Luis Aguilar, Frankel Prize honoree, praised for defining “What fiduciary means.” Jason Furman, Harvard professor, set out “Why fiduciary matters.”
