The Institute proposed a redesigned Form CRS, which provides a side-by-side comparison of advisers and brokers.
A number of former regulators and current policy experts asked the Securities and Exchange Commission today to revise Form CRS.
Since the 2008 SEC RAND Report, “investor confusion” has been the central story. The Institute argues that bad language, instead, is to blame.
The Department of Labor is re-evaluating the fiduciary rule for the third time. This time, it could have teeth.
Knut Rostad, President of the Institute, is interviewed by Kevin Price, Host of the Price of Business Show.
Kaleb Paddock, CFP® and Anne Marie Ashworth, CFP® discuss how a fiduciary avoids and mitigates conflicts of interest.