Institute leaders want the SEC to ensure retail investors understand when they are not working with fiduciaries.
Institute Initiatives
Actions and programs of the Institute. Visit the Institute Initiatives archive to view initiatives prior to 2018.
Harold Evensky to SEC: “CHANGE THE DAMN NAME” of Regulation Best Interest
Evensky, financial and investment advice pioneer, author and professor, urges SEC to rename the Reg BI, ‘New Suitability’
Fiduciary Leaders Call on SEC to Repair Defects of Rulemakings and Interpretation to Restore Investor Trust
Major repairs to Reg BI, Form CRS and Adviser Act guidance are proposed to affirm broker and adviser differences and to level with investors
Bob Veres Talks Fiduciary, Credits Institute Thinking on CFPB
Commentary relates Fiduciary meaning like a Frankel or Rhoades; shies away from the 800 pound gorilla in the CFPB room.
Forget the F-word — RIAs play down fiduciary standard online
A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages.
Ron A. Rhoades Wins 2020 Frankel Fiduciary Prize
Ron A. Rhoades is the 2020 honoree of the Frankel Fiduciary Prize, named after Law Professor Tamar Frankel.
