Hear from leading voices in the profession, George Kinder, Dan Solin and Marie Swift along with Real Fiduciary™ Advisors Justin Sanderson and Yesenia Realejo
Actions and programs of the Institute. Visit the Institute Initiatives archive to view initiatives prior to 2018.
The Massachusetts Supreme Court ruling is a “grand slam” for investors that reinforces investor protections at a pivotal juncture.
‘Planning for the Future of Financial Planning’ Course led by Luminary Faculty of Planners and Educators; Yeske, Kahler, Jetton, Levin, Moore, Stearns, Palazzolo and Millar
Classes run from June to December 2023
Two years after Regulation Best Interest critics speak out and urge more change addressing conflicts of interest.
Industry experts say that new “conditions” make it not possible to plausibly and meaningfully tell investors the truth about investment advisors’ fiduciary status
Industry scholars discuss the recent FINRA report on Reg BI and Form CRS, based on FINRA’s own exams revealing significant shortfalls.