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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.


Building a fiduciary culture of honesty, integrity, and expertise.

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2013 Frankel Fiduciary Prize

Awarded to Bob Monks

Bob Monks, Frankel Prize
 Bob Monks

About the Frankel Fiduciary Prize

The Institute for the Fiduciary Standard established the Frankel Fiduciary Prize to honor individuals who advance fiduciary principles. The Frankel Fiduciary Prize will be awarded annually to a person who has made significant contributions to the preservation and advancement of fiduciary principles in public life. The prize is named after Professor Tamar Frankel of the Boston University School of Law. The Institute for the Fiduciary Standard announced the Frankel Fiduciary Prize Symposium and the host committee will honor Robert A. G. Monks, the first Frankel honoree, at a Symposium in Washington on December 10.

About Robert Monk

Robert A. G. Monks was appointed a founding trustee of the Federal Employee Retirement System by President Reagan, and also served in the Department of Labor, as Administrator of the Office of Pension and Welfare Benefit programs. He also was a founder of Institutional Shareholder Services, and co-founded The Corporate Library (now Governance Metrics International.) Monks found the Hermes Lens Fund, and has served as a director of twelve publicly traded companies. Monks has authored or co-authored eight books, published more than a hundred papers, and, with Nell Minow, published five editions of CORPORATE GOVERNANCE. He was the recipient of the Award for Outstanding Financial Executive from the Financial Management Association in 2007. The New York Times profiled Monks earlier in July.

Symposium speakers Bob Monks, Ralph Nader, Knut Rostad and Jack Bogle offer their candid remarks on fiduciary status in 2013, regulatory shortcomings, and corporate governance.

  • Bob Monks, Frankel Prize
     Bob Monks
  • Ralph Nader
  • Knut Rostad
  • John Bogle
    Jack Bogle

Videos

Knut Rostad kicks off the symposium, relays congratulatory remarks to Bob Monks from Sir Adrian Cadbury; Bob Plaze introduces Tamar Frankel; Tamar Frankel introduces fiduciary and Bob Monks.

Skip Schweiss moderates the panel of experts on Capital Gains Research at 50 that includes Rex Staples, Bob Plaze, Ron Rhoades and John Rogers.

Skip Schweiss introduces John C. Bogle and moderates his discussion with symposium attendees.

Knut Rostad introduces Ralph Nader, who sets the record straight on Bob Monks and corporate governance.

Luncheon remarks of Alan Lebowitz, Barbara Sleasman, Dallas Salisbury, Nell, Minow and, honoree, Robert A.G. Monks.

News

  • December 2, 2013 – The Institute releases the final program for the Frankel Fiduciary Prize Symposium event being held on December 10th. Click here to view program.
  • October 31, 2013 – Frankel Fiduciary Prize Symposium Honors Robert A. G. Monks December 10 in Washington (press release)
  • July 21, 2013 – Institute for the Fiduciary Standard announces winner of Frankel Fiduciary Prize (press release)
  • April 23, 2013 – Institute for the Fiduciary Standard establishes Frankel Fiduciary Prize (press release)

Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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