The SEC’s current guidance on CRS fails investors and confuses RIAs. It can be made right to fulfill its core purpose, consistent with 40 Act.
Knut and Jeff, InvestmentNews, dive deep into the weeds to untangle whether brokers or advisers have the better standard of practice.
State securities regulators, NASAA, issued a blistering report on the results of the SEC’s Reg BI. The report is a public service and supports The New SEC in 2021.
Note to leaders in finance: if three Supreme Court justices can argue for the integrity of the Court in the public square, maybe you can argue for the integrity of finance.
Knut offers a new paradigm for financial advisors to regain investor trust in 2021.
“Fiduciary September” was invented by the Institute for the Fiduciary Standard to remind investors and the planning profession why fiduciary advice matters.