The 1940 interpretation of investment advice is no longer what it once was. The meaning of conflict has been fundamentally altered as well.
Dick Wagner (above) wrote for 30 years why the future of advice and planning is bright. That is, if leaders step up to make it so.
Regulation BI turns 2 on June 30th. What’s to celebrate is not clear. No one seems to support it except those paid to. There is much to question.
SEC Staff calling fiduciary status “extraneous” goes against the fiduciary ethic of investment advisors.
Lauren Hong of Out and About speaks with Knut on the origin of the Institute, starting with support from Jack Bogle and Tamar Frankel.
The SEC’s new strategy to raise best interest is becoming apparent.