Innovative fee models are challenging the 1% assets-under-management fee that has traditionally dominated the investment advisory world.
Dan Moisand, Principal of Moisand, Fitzgerald, and Tamayo and an Institute Real Fiduciary™ Advisor, will chair the CFP Board in 2023.
The SEC has been intense about ESG and wait-and-see on Reg BI. But investor advocates are optimistic about the “most investor-centric commission in 20 years.”
A broker-dealer has been fined by the SEC after allegedly failing to disclose its conflicts of interests.
Carolyn McClanahan’s transition from being a physician to the financial planning industry. She calls for a better duty of care to the client.
Investor protection advocates want the Securities and Exchange Commission to revisit and revise its Form CRS.