A number of former regulators and current policy experts asked the Securities and Exchange Commission today to revise Form CRS.
Institute and Industry Leaders
Tobias Salinger’s 2020 article “A Question of Conflict” won a SABEW award in the Personal Finance category
CFA Institute offers candid criticism of Reg BI, Form CRS, and how the SEC still has not defined “best interest”
Don Rembert, member of the Institute Chairman’s Council, found his passion as a fee-only fiduciary advisor 40 years ago after seeing small business owners struggle.
Chris Cannon, board member of the Institute’s Real Fiduciary™ Practices, interviews Boston University Professor of Law Emerita, Tamar Frankel.
Institute signs on to letter with 20 other advocacy groups requesting extension of comment period for DOL proposed rule.