In this podcast Sara drills down on what transparency means for advisors and their clients.
Advisor News
Fiduciary Care is How We Would Treat Our Mother
Too many new rules undermine the principles – Based fiduciary standard; here is how Scott MacKillop says we should think about fiduciary
No fee model is perfect: RIA Summit 2022
It is important for people to understand that different fee models may benefit certain people more, thus advisors must explain what services are being provided
Sharp exchanges at hearing illuminate debate on SEC’s oversight of ESG
Congress begins to discuss ESG and whether regulatory action should begin, but there is still contention within the house
Attorney August Iorio (I) and Law Professor Ben Edwards Spoke on Reg BI
Two years after Regulation Best Interest critics speak out and urge more change addressing conflicts of interest.
SEC Takes First Substantive Reg BI Enforcement Action
The SEC has issued a Regulation Best Interest ruling against a brokerage and five registered representatives
