Dan Solin: “I’m not so sure” clients will always need a human touch
Advisor News
Reg BI turns three; lacking serious enforcement or guidance, it’s still a toddler
NASAA, SEC and finra reports say the same
Bob Veres reminds what annual BD rankings really mean
The magnitude of the deception of BDs insisting they are actually becoming “advisory” firms is undressed and exposed.
RIA Biz: First Ascent, Geo Wealth Merger is Good for RIAs
Is it being 71? MacKillop, 71, is “rejuvenated”. In 1945 Churchill won WWII when he was 71
Sara Grillo Challenges the Industry to be Transparent
In this podcast Sara drills down on what transparency means for advisors and their clients.
Fiduciary Care is How We Would Treat Our Mother
Too many new rules undermine the principles – Based fiduciary standard; here is how Scott MacKillop says we should think about fiduciary