The Fiduciary September 2020 program featured seven programs with seventeen experts, including Tamar Frankel, Luis Aguilar, Phyllis Borzi, and others.
Knut Rostad interviews two special guests for Fiduciary September: JC de Swaan and George Kinder.
An historic realignment of fiduciary advice has snuffed out 40 Act principles. The realignment reveals a path of destruction – to the law, language and logic.
In this episode, the fiduciary advocate says he still has lots of questions on the SEC’s best-interest rules.
A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages.
Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI’s future under a Trump and a Biden administration, as well as whether FINRA should be disbanded.