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You are here: Home / Archives for Fiduciary September

Fiduciary September

Leading Scholars and Experts Discuss “Hard Times” for Fiduciary Rules in 2020

By The Institute on October 15, 2020

The Fiduciary September 2020 program featured seven programs with seventeen experts, including Tamar Frankel, Luis Aguilar, Phyllis Borzi, and others.

Fiduciary September Interviews: JC de Swaan and George Kinder

By The Institute on October 8, 2020

Knut Rostad interviews two special guests for Fiduciary September: JC de Swaan and George Kinder.

Fiduciary Advice: Where Do We Go From Here?

By Knut Rostad on October 5, 2020

View of Wall Street. Photo credit: Chris Li on Unsplash

An historic realignment of fiduciary advice has snuffed out 40 Act principles. The realignment reveals a path of destruction – to the law, language and logic.

Human Capital: Ron Rhoades Unpacks Reg BI Unknowns

By The Institute on October 5, 2020

In this episode, the fiduciary advocate says he still has lots of questions on the SEC’s best-interest rules.

Forget the F-word — RIAs play down fiduciary standard online

By The Institute on September 30, 2020

InvestmentNews

A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages.

Advocates Weigh Fiduciary Advice’s Future Post-Election

By The Institute on September 30, 2020

Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI’s future under a Trump and a Biden administration, as well as whether FINRA should be disbanded.

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Fiduciary Doings

Tamar Frankel and Phyllis Borzi

 

The Institute organized a meeting to discuss common interests on Reg BI, the states and advocacy on January 16 in Washington. 22 leaders from nine advisor and consumer advocacy organizations attended.

Here, Phyllis Borzi (left) and Tamar Frankel, Institute Board of Advisor members, are seen readying to depart an Institute dinner, the evening before, where they led discussions.

Carolyn McClanahan

 

"With the advent of 401(k)s and the decimation of pension plans to ensure financial security in old age, a fiduciary standard is more important than ever. The public needs to be confidant that advisors helping them plan for their retirement years always and only act in their best interest as a fiduciary. I'm happy to endorse organizations such as the Institute for the Fiduciary Standard that promote protections for those who need to secure their financial future."

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