A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages.
Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI’s future under a Trump and a Biden administration, as well as whether FINRA should be disbanded.
Tamar Frankel, Luis Aguilar, Phyllis Borzi, and Harold Evensky gave glowing endorsements of Ron Rhoades’ fiduciary career during the Frankel Fiduciary Prize Webinar.
The SEC’s new Regulation Best Interest will give financial institutions a legal advantage when they’re sued by investors.
Or you can rely on state securities regulators to provide data about advice reform.
The Trump administration is trying to wave a magic wand, and it’s going to work, but it may make matters worse for the pro-suitability lobby if Joe Biden becomes President