Knut Rostad interviews two special guests for Fiduciary September: JC de Swaan and George Kinder.
An historic realignment of fiduciary advice has snuffed out 40 Act principles. The realignment reveals a path of destruction – to the law, language and logic.
In this episode, the fiduciary advocate says he still has lots of questions on the SEC’s best-interest rules.
A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages.
Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI’s future under a Trump and a Biden administration, as well as whether FINRA should be disbanded.
Tamar Frankel, Luis Aguilar, Phyllis Borzi, and Harold Evensky gave glowing endorsements of Ron Rhoades’ fiduciary career during the Frankel Fiduciary Prize Webinar.