Four leading law professors shared their views on recent developments for financial advice in 2020.
The 40 Act has been effectively repealed. But its passing has gone unnoticed. In the long shadow of the market crash and severe depression, the 40 Act was the equivalent of investors’ civil rights legislation.
Immediately after the DOL Hearing on September 3rd, the Institute is hosting a panel discussion on it with fiduciary leaders.
Knut Rostad interviews Tamar Frankel, Professor of Law Emeritus at Boston University, about conflicts of interest.
Knut has a conversation with Ron Rhoades, Western Kentucky University, and Jim Allen, CFA Institute, about the importance of the 40 Act.