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You are here: Home / Archives for Fiduciary September

Fiduciary September

Fiduciary Advocates to Discuss DOL Hearing at 3:30 PM on Thursday

By The Institute on September 1, 2020

Image of Compass - Photo by AbsolutVision on Unsplash

Immediately after the DOL Hearing on September 3rd, the Institute is hosting a panel discussion on it with fiduciary leaders.

Tamar Frankel: The Regulators Do Not Understand Conflicts

By The Institute on September 1, 2020

Frankel Fiduciary Prize

Knut Rostad interviews Tamar Frankel, Professor of Law Emeritus at Boston University, about conflicts of interest.

The 80th Anniversary of the ’40 Act

By The Institute on August 31, 2020

Knut has a conversation with Ron Rhoades, Western Kentucky University, and Jim Allen, CFA Institute, about the importance of the 40 Act.

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Fiduciary Doings

Tamar Frankel and Phyllis Borzi

 

The Institute organized a meeting to discuss common interests on Reg BI, the states and advocacy on January 16 in Washington. 22 leaders from nine advisor and consumer advocacy organizations attended.

Here, Phyllis Borzi (left) and Tamar Frankel, Institute Board of Advisor members, are seen readying to depart an Institute dinner, the evening before, where they led discussions.

Carolyn McClanahan

 

"With the advent of 401(k)s and the decimation of pension plans to ensure financial security in old age, a fiduciary standard is more important than ever. The public needs to be confidant that advisors helping them plan for their retirement years always and only act in their best interest as a fiduciary. I'm happy to endorse organizations such as the Institute for the Fiduciary Standard that promote protections for those who need to secure their financial future."

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