The Institute for the Fiduciary Standard

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Frankel Fiduciary Prize Symposium And Prize Presentation

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Please Join

The Institute for the Fiduciary Standard
The Frankel Fiduciary Prize Symposium Host Committee

and

John C. Bogle
Sir Adrian Cadbury
Tamar Frankel
Ralph Nader

at the

Frankel Fiduciary Prize Symposium
And Prize Award
December 10, 2013

In Honor of Robert A. G. Monks
National Press Club
529 14th St, 13th floor
Washington DC

Program Summary

8:30   Registration
9:00   Opening: Sir Adrian Cadbury
9:15    Remarks and a Conversation with Vanguard Founder John Bogle
10:00 Capital Gains at Fifty; the Fiduciary Standard Today Panel Discussion
11:30  Fiduciary Duty and Corporate Governance: Ralph Nader
12:15  Lunch and Prize Presentations
1: 45    Program Completed

The Frankel Fiduciary Prize Symposium is a program of the Institute for the Fiduciary Standard.

Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture