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The Institute for the Fiduciary Standard

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May 24 Campaign for Investors Program Schedule

By Knut Rostad on May 12, 2016

May 24 “Campaign for Investors” Program Schedule

Registration will begin at 8.15. The program will start at 9.00 AM and finish at 12.30. An informal lunch will follow.

8.15-9.00  Registration

9.00-9.30 “Welcome and Introduction to the Campaign for Investors” Knut A. Rostad, Mary Malgoire. Institute for the Fiduciary Standard

9.30-10.00 “Investing and Investors, Present and Future” Vanguard Founder John C. Bogle

10.00-10.40  “The DOL Rule: What it Means for Investors” Phyllis Borzi, Department of Labor; Patrick Sullivan Private Advisor Group; Bill Harris, Personal Capital; Ron Rhoades, (Moderator) Western Kentucky

10.40-11.00 Break

11.00-11.40  “What Great Advice Means” Dan Solin, The BAM Alliance; Scott Puritz, ReBalance IRA; James Allen, CFA Institute; Jim Patrick, Envestnet; Skip Schweiss, (Moderator), TD Ameritrade

11.40-12.00 John C. Bogle Award to Luis A. Aguilar

12.00-12.30 Bogle, Borzi, Aguilar Closing Panel.

12.30-1.30  Informal lunch

Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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