- Best Practices
- Fiduciary September
- Frankel Prize
- Campaign for Investors
ISI Financial Group, Inc.
On March 26, 2017
ISI Financial Group, Inc.
26A East Roseville Road
Lancaster, PA 17601
ISI Financial Group will work with clients remotely. ISI offers comprehensive wealth management, investment management, and financial planning.
Compensation methods accepted
Assets Under Management (AUM)
Required education for senior advisors in the firm
31 years of experience
8 years of NAPFA certification
Link to SEC/state registration:
ISI Financial Group
My staff and I can provide completely independent, fee‐only, objective guidance to our clients while always putting their best interests first. A broker represents the company they work for and their best interests. In contrast, a fiduciary must always represent their client’s best interests, first and only. This is why it’s paramount to understand that the only way to avoid these conflicts of interest is to work with a 100% fee‐only advisor who will sign a fiduciary oath.
Working with a 100% fee‐only financial fiduciary cannot be underestimated. This allows clients to have complete confidence that their advisor is always representing their best interests alone. This is foundational, and ignoring such, often leads to financial disaster for many individuals and institutions.
The Institute for the Fiduciary Standard
Welcome to the Institute for the Fiduciary Standard!The Institute is a nonprofit formed in 2011 to benefit investors and society through its research, education and advocacy of the fiduciary standard's importance to investors, our capital markets and economy. Six key fiduciary duties embody the fundamental elements of an investment fiduciary’s responsibility. Read More
Why an InstituteThe rationale for an Institute for the Fiduciary Standard is straightforward: The fiduciary standard is important, representing ideas central to our form of government and free market economy; it is under significant pressures from market forces that could sharply limit its reach; no other entity is solely focused on preserving and promoting the fiduciary standard. More...
The 6 Core Fiduciary Duties
- ‣ Serve the client’s best interest
- ‣ Act in utmost good faith
- ‣ Act prudently -- with the care, skill and judgment of a professional
- ‣ Avoid conflicts of interest
- ‣ Disclose all material facts
- ‣ Control investment expenses
Best Practices Board
- Christopher Cannon, CFA
- William C. Prewitt, M.S., CFP
- Stephen D. Johnson, CFP©
- Knut A. Rostad, MBA
- General Counsel to the Best Practices Board: Daniel Bernstein
- Clark M. Blackman II, CFA, CFP, CPA/PFS