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The Institute for the Fiduciary Standard

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ISI Financial Group, Inc.

By Knut Rostad on March 26, 2017

ISI Financial

ISI Financial Group, Inc.

570 Lausch Lane, Suite 100
Lancaster, PA 17601


800-342-5474
[email protected]
www.isifinancialgroup.com

Services

ISI Financial Group will work with clients remotely. ISI offers comprehensive wealth management, investment management, and financial planning.

Compensation methods accepted
Assets Under Management (AUM)
Hourly

Required education for senior advisors in the firm
31 years of experience
8 years of NAPFA certification
Continuing Education

Link to SEC/state registration:
https://adviserinfo.sec.gov/IAPD/IAPDFirmSummary.aspx?ORG_PK=107356

Tim Decker
ISI Financial Group

My staff and I can provide completely independent, fee‐only, objective guidance to our clients while always putting their best interests first. A broker represents the company they work for and their best interests. In contrast, a fiduciary must always represent their client’s best interests, first and only. This is why it’s paramount to understand that the only way to avoid these conflicts of interest is to work with a 100% fee‐only advisor who will sign a fiduciary oath.

Working with a 100% fee‐only financial fiduciary cannot be underestimated. This allows clients to have complete confidence that their advisor is always representing their best interests alone. This is foundational, and ignoring such, often leads to financial disaster for many individuals and institutions.

Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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