Originally published on Wealth Management, February 22, 2018

February 22, 2018 – Borzi on Scottrade: “These People Were the Poster Child for Why We Did the Rule”

Phyllis Borzi, former Assistant Secretary for the Department of Labor and captain of the DOL team for the Conflict of Interest Rule, and now member of the Institute’s Board of Advisors, speaks to WealthManagement’s Diana Britton on the story behind the story of the getting the DOL Rule down the mountain and through the finish line to win the gold medal. Borzi’s success speaks to her “personal” fiduciary fidelity to loyalty and care.

Read it here.