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You are here: Home / Research / Legislation and Rulemaking / Testimony of Tamar Frankel Before the N.J. Bureau of Securities

Testimony of Tamar Frankel Before the N.J. Bureau of Securities

By The Institute on November 19, 2018

Author: Tamar Frankel
Date: November 19, 2018

Testimony of Tamar Frankel, LL.M. S.J.D. Professor of Law Emerita, Boston University School of Law before the N.J. Bureau of Securities Re: Fiduciary Duty/Pre-Proposal on November 19, 2018.

Fiduciary Doings

Tamar Frankel and Phyllis Borzi

 

The Institute organized a meeting to discuss common interests on Reg BI, the states and advocacy on January 16 in Washington. 22 leaders from nine advisor and consumer advocacy organizations attended.

Here, Phyllis Borzi (left) and Tamar Frankel, Institute Board of Advisor members, are seen readying to depart an Institute dinner, the evening before, where they led discussions.

 

Clark Blackman (left) and Chris Cannon, Real Fiduciary Practices Board members

 

Fiduciary Institute colors fly at CFA Institute conference. Clark Blackman (left) and Chris Cannon, Real Fiduciary Practices Board members, wear their 'Fiduciaries Rock' hats at the CFA event in Fort Lauderdale.

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