A year-end SEC order and statement by its staff on Reg BI exams are a positive signal for investors in need of fiduciary protection.
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Scholar Financial 1441 Riva Ridge Avenue Bowling Green, KY 42104 Telephone: 270-904-2728 Fax: 888-884-6291 ron@scholarfinancial.com Services Scholar Financial provides investment supervisory and financial planning services to individual clients, which may include areas such as cash flow and budgeting, education funding, retirement planning, risk management and estate planning. Scholar Financial’s Investment advice involves ongoing and continuous […]
In Praise of Janet Yellen
Yellen checks many boxes – her scholarship, prior government experience and reputation in Washington.
Biden Financial Transition Team Cheers Investor Advocates
But how a Democratic-led SEC interprets and enforces Reg BI depends on its chair.
Bob Veres Talks Fiduciary, Credits Institute Thinking on CFPB
Commentary relates Fiduciary meaning like a Frankel or Rhoades; shies away from the 800 pound gorilla in the CFPB room.
Deciphering ‘Best Interest’ in Reg BI
Industry officials of all stripes continue to scratch their heads about the term as they attempt to comply.
