A review of 45 fee-only advisers by the Institute for the Fiduciary Standard shows only 14 of them mention the term on their website homepages.
Advocates Weigh Fiduciary Advice’s Future Post-Election
Panelists in a discussion during an awards presentation for Prof. Ronald Rhoades discussed Reg BI’s future under a Trump and a Biden administration, as well as whether FINRA should be disbanded.
Ron Rhoades Wins Frankel Prize
Tamar Frankel, Luis Aguilar, Phyllis Borzi, and Harold Evensky gave glowing endorsements of Ron Rhoades’ fiduciary career during the Frankel Fiduciary Prize Webinar.
Watch: 2020 Frankel Fiduciary Prize Program
Tamar Frankel, Luis Aguilar, Phyllis Borzi, and Harold Evensky gave glowing endorsements of Ron Rhoades’ fiduciary career during the Frankel Fiduciary Prize Webinar.
How a Biden Win in November Reshapes Investment Advice Rules
Democrats scraping the Trump administration’s reforms hinges on who’s picked to lead the SEC
SEC’s Reg BI Gives Sued Financial Companies A Legal Advantage, Profs Say
The SEC’s new Regulation Best Interest will give financial institutions a legal advantage when they’re sued by investors.