Knut Rostad interviews Tamar Frankel, Professor of Law Emeritus at Boston University, about conflicts of interest.
The 80th Anniversary of the ’40 Act
Knut has a conversation with Ron Rhoades, Western Kentucky University, and Jim Allen, CFA Institute, about the importance of the 40 Act.
Ron A. Rhoades Wins 2020 Frankel Fiduciary Prize
Ron A. Rhoades is the 2020 honoree of the Frankel Fiduciary Prize, named after Law Professor Tamar Frankel.
Democrats Oppose DOL Investment Advice Rules as Convention Begins
The Democratic VP, Kamala Harris, co-signed an Aug 6th letter criticizing the DOL proposal.
WEALTH TALK America: Focus On Regulation Best Interest
Knut speaks with Tom Burroughes with Family Wealth Report about what Reg BI means for the financial industry landscape.
Petition against ‘regulation by enforcement’ is a stunning case of industry disdain for rule of law
The trade groups’ petition focuses attention on the particulars of a disclosure when a recommendation entails a conflict of interest.
