Frankel Fiduciary Prize Selection Committee Seeks Nominations for Frankel Prize Honoring Individuals Making ‘Significant Contributions to Fiduciary Principles in Public Life’
Extraordinary Study Reveals Widespread Broker Misconduct
Researchers at the University and Chicago and Minnesota last week published an extraordinary study on broker misconduct.
Why Trump and Sanders Matter to Financial Advisors
The Trump-Sanders campaigns are loud, boisterous and relevant to the quiet and somber world of finance and financial advisors. Relevance perhaps best expressed in the first question Noonan says voters must answer “Yes” before electing Trump president, “Is he at all a good man?”
Why 2016 Will be Vital for Fiduciary Advice Investors
The Institute for the Fiduciary Standard released a white paper today examining on why 2016 will be important for the fiduciary duties.
Fiduciary Duties Advanced in 2015; 2016 Will Reveal How Much These Gains Are Secured – Or Not
Winning the fiduciary “Debate” in 2015 was vital… and insufficient. The future of advice depends on how Fiduciary Duties and “Best Interest” are defined by regulators and advisors. History, law, research and common sense suggest that a stringent definition is necessary.
Debate on Fiduciary Is Over; Battle for ‘Best Interest’ Rages On
Advisors can make a difference in this battle in this new world. They can speak out for fiduciary advice and, as important, against visible faux fiduciary actions and practices.
