State securities regulators, NASAA, issued a blistering report on the results of the SEC’s Reg BI. The report is a public service and supports The New SEC in 2021.

Note to leaders in finance: if three Supreme Court justices can argue for the integrity of the Court in the public square, maybe you can argue for the integrity of finance.

Knut offers a new paradigm for financial advisors to regain investor trust in 2021.

“Fiduciary September” was invented by the Institute for the Fiduciary Standard to remind investors and the planning profession why fiduciary advice matters.

The SEC’s movement on Climate-Risk disclosure demonstrates what rulemaking should look like on the fiduciary standard.

Part three of a series where Knut Rostad, President of the Institute, argues that the SEC should be telling investors the simple truth about sales vs. advice.