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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.


Building a fiduciary culture of honesty, integrity, and expertise.

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The Institute

RIA Leaders 2021: What’s wrong with RIA rankings

By The Institute on September 27, 2021

Knut joins members of the RIA community in pointing out the confusion in RIA rankings and which firms are fee-only and/or fiduciaries.

The Case to Fix Form CRS Disclosure

By The Institute on September 22, 2021

Testing reveals CRS forms of Large BDs obscure or omit key facts on core roles/purposes of broker-dealers. Large fee-only RIAs downplay fiduciary status, 5 of 12 omit mentioning their highest legal standard

Fiduciary September: Scholars and Experts Discuss Fiduciary Opportunities, the ‘New SEC’ and 2021-2025

By The Institute on September 1, 2021

The Fiduciary September 2021 program features six programs with nineteen experts, including Tamar Frankel, Luis Aguilar, Phyllis Borzi, Kara Stein, and others.

Barbara Roper Gets Key SEC Post

By The Institute on August 25, 2021

SEC Chairman Gary Gensler has appointed Barbara Roper, Director of Investor Protection at CFA, as his senior advisor.

Say Goodbye to the 1% Investment-Adviser Fee?

By The Institute on August 9, 2021

Innovative fee models are challenging the 1% assets-under-management fee that has traditionally dominated the investment advisory world.

CFP Board Selects 2023 Chairman

By The Institute on August 2, 2021

Dan Moisand, Principal of Moisand, Fitzgerald, and Tamayo and an Institute Real Fiduciary™ Advisor, will chair the CFP Board in 2023.

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Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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