An SEC committee is calling out firms over form CRS disclosure inadequacies. Yet fiduciary and plain-language experts believe the SEC’s “call outs” miss the mark.
Is SEC Telling Advisors Not To Call Themselves Fiduciaries In Relationship Summaries?
RIAs and their compliance executives are worrying that the SEC is muddying the waters more for consumers by making all financial professionals look the same.
What to Know About Fee-Only Financial Advising
Katie Oelker, a personal finance writer at Business Insider, explains fee-only financial advising.
Additional Testing Of Thirty Fee-Only IAs CRS Reveals The Widespread Practice of Omitting Mention Of Fiduciary Status
Further testing of Fee-only IAs CRS forms reveal that fiduciary status is frequently omitted
Knut Rostad Awarded “Fiduciary of the Year” by Committee
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Fiduciary September 2021 Recap
Luis Aguilar, Frankel Prize honoree, praised for defining “What fiduciary means.” Jason Furman, Harvard professor, set out “Why fiduciary matters.”
