The Institute for the Fiduciary Standard

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Building a fiduciary culture of honesty, integrity, and expertise.

2016 Frankel Fiduciary Prize

Awarded to Phyllis C. Borzi

Phyllis C. Borzi
Phyllis C. Borzi

About the Frankel Fiduciary Prize

The Institute for the Fiduciary Standard established the Frankel Fiduciary Prize to honor individuals who advance fiduciary principles. The Frankel Fiduciary Prize will be awarded annually to a person who has made significant contributions to the preservation and advancement of fiduciary principles in public life. The prize is named after Professor Tamar Frankel of the Boston University School of Law.  You can learn more about Professor Frankel’s research on fiduciary law here.

Frankel Fiduciary Prize 2016 Program

Frankel Fiduciary Prize 2016 Program Speakers’ Biographies

News

Read more on Fiduciary September 2016 News and Media Coverage

Phyllis Borzoi and Jim Lumberg at the 2016 Frankel Prize Dinner
Phyllis Borzi and Jim Lumberg at the 2016 Frankel Prize Dinner

Frankel Prize Presentation Videos

Part I – Knut Rostad welcomes attendees to Frankel Fiduciary Prize 2016 program. Tamar Frankel, offers a special introduction to the program.

Part II – Dallas Salisbury, Resident Fellow, President Emeritus, ERBI, delivers remarks of Robert A. G. Monks to Phyllis Borzi.

Part III – Panel participants, Barabara Roper, Joe Peiffer, David Certner and Stephen Hall (moderator) discuss “The DOL Rule in the March of History.”

Part IV – Deborah DeMott delivers remarks from the nomination committee on the selection of PhyllisBorzi.

Part V – Knut Rostad adds comments on the 2016 honoree.


Part VI– Phyllis Borzi accepts the Frankel Fiduciary Prize.

Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture