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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.


Building a fiduciary culture of honesty, integrity, and expertise.

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Bogle

Tributes to John Bogle pour in from SEC, retirees, and a Collegeville pizza parlor

By Knut Rostad on January 21, 2019

John C. Bogle

Tributes from around Philadelphia, and the country, have poured in for the late Vanguard founder John C. Bogle, who insisted everyone call him “Jack.”

Report from Knut Rostad on the September 11 meeting.

By Knut Rostad on September 19, 2012

On Tuesday September 11, Vanguard Founder Jack Bogle and Boston University scholar Tamar Frankel, representing the signatories of the Fiduciary Declaration, met with SEC Chairman Mary Schapiro. In the meeting Chairman Schapiro was presented with the Fiduciary Declaration and Bogle and Frankel addressed their concerns. The twelve signatories of the Fiduciary Declaration, along with Bogle […]

Clear Advice from Jack Bogle

By Knut Rostad on July 27, 2012

John C. Bogle

Vanguard Group founder Jack Bogle has always been a proponent of reliable, long-term investing over short-term speculation. Over the years, Bogle has expressed numerous opinions on a multitude of issues about the changes in the financial industry that need to take place to give investors a fair shake. This week, in a wide-ranging interview with […]

Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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