Best Practices Archive
Previous Versions:
Briefing Recording
- September 30: Fiduciary Best Practices Briefing – September 30, 2015
News
2015
- September 2015 — Backgrounder: Best Practices Board, NAPFA, Council of Advisors, Hamburger Lead Best Practices Initiative
- September 30, 2015 — Biography of Panel Members, Honored Guests, and Presenters on September 30th
- September 8,2015 — Fiduciary September 2015: Conference Call September 10th on Best Practices (News Release)
- June 9, 2015 — Statement of Knut A. Rostad On “Best Interest” and SIFMA’s “Proposed Best Interest of the Customer Standard For Broker-Dealers” (Statement)
- April 6, 2015 — Conflicts of Interest and the Duty of Loyalty at the Securities & Exchange Commission (White Paper)
- February 17, 2015 — Institute for the Fiduciary Standard, NAPFA Hold Conference Call to Discuss Proposed Best Practices (Press Release)
- January 29, 2015 — Statement from Tamar Frankel (Press Release)
- January 2015 — Proposed Best Practices (White Paper)
- January 29, 2015 — Institute Proposes Best Practices for Advisers and Brokers Seeking to Meet True Fiduciary Standard (Press Release)
2014
- September 10, 2014 — Best Practices’ Move Forward With Council of Advisors, NAPFA Strategic Alliance, Brian Hamburger as General Counsel to the Best Practices Board. (Press Release)
- September 10, 2014 — Key Principles for Fiduciary Best Practices and an Emerging Profession. here
- May 13, 2014 — Fiduciary Institute to Craft Fiduciary Best Practices That Investors Want
(press release) - May 13, 2014 — Institute Releases Whitepaper on Best Practices (White Paper)
Media Coverage
2015
- Financial Advisor – December 2: Evensky, Others Offer One-Page Solution To Advisor Fiduciary Debate (Article)
- Think Advisor – November 30: Rethinking Best Practices for Fiduciaries (Article)
- Think Advisor – October 21: Why the Industry, and Consumers, Need a Best Practices for Financial Advisors
- Think Advisor – June 29: Defining ‘Best Interest’ Standard in Fiduciary Debate a Head Scratcher
- Think Advisor – April 3: SEC’s Ability to Deliver True Fiduciary Standard in Doubt: Report
- New York City Comptroller – March 25: Comptroller Stringer Urges New State Disclosure Law to Protect Consumers
- Investment News – March 25: New York City official wants to make brokers say: ‘I am not a fiduciary’
- WealthManagement.com – March 18: Fiduciary Roundtable: Where Is the Industry Heading?
- Financial Planning – March 10: Can IBD Advisors Be Fiduciaries?
- BenefitsPro.com – March 3: A stand-in for the fiduciary standard?
- Barron’s – March 2: How to Quiz Your Financial Advisor
- ThinkAdvisor – March 4: The Case Against Fee Disclosure: Good Idea; Bad Timing
- RiaBiz – February 24: As President Obama takes the gloves off, pro-broker groups throw up ‘sledgehammer’ response
- Reuters – February 20: YOUR PRACTICE-Advisers tout ‘fiduciary’ label to stand out from crowd
- FiduciaryNews – February 18: Exclusive Interview: Brian Hamburger Says Private Industry Converging on Fiduciary Solution Ahead of Regulators
- ThinkAdvisor – February 18: The Media Is the Message, When the Subject Is Investor Protection
- Huffington Post – February 9: How Can Investors Find Advisors They Can Trust? A New Road Map To Follow
- ThinkAdvisor – February 4: The Institute’s Fiduciary Best Practices: What’s Missing?
- Investment News – January 30: Institute for Fiduciary Standard draws SIFMA fire for best practices plan
- Financial Planning – January 30: New Best Practices Aim to Codify Advisors’ Fiduciary Duty
- Financial Advisor – January 30: Comments Sought On Fiduciary Best Practices Proposal
- ThinkAdvisor – January 30: Side-Stepping SEC and DOL, 11 Fiduciary Best Practices for Advisors Are Proposed
- BenefitsPro.com – January 29: Fiduciary group pushes to put clients first
2014
- ThinkAdvisor – July 28: Come Together: Knut Rostad calls on the advisory industry to set fiduciary best practice standards
- FAIR Canada – July 24: A Profession or Not a Profession?
- ThinkAdvisor – May 27: Reality Bites: Busting the Myth of Financial Planning
- ThinkAdvisor – May 15: Institute for Fiduciary Standard to Craft Best Practices
- Investment News – May 13: Institute for the Fiduciary Standard launches best practices effort, eyes new certificate
