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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.


Building a fiduciary culture of honesty, integrity, and expertise.

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Knut Rostad

Reg BI compliance is under scrutiny

By Knut Rostad on February 11, 2025

Finra’s 2025 oversight report reveals massive Reg BI failures

The Demise of Fiduciary Advice?

By Knut Rostad on February 5, 2025

In this Investments & Wealth Review article, Knut reviews the fiduciary situation at the SEC and offers how Form CRS can be improved to help investors.

The State of fiduciary advice is not good at the SEC

By Knut Rostad on January 15, 2025

Fee-only advisers must act to keep real fiduciary advice alive in adviser practices and consumer minds. Knut offers three steps to start.

Jimmy Carter was an unabashed public fiduciary

By Knut Rostad on January 9, 2025

Fiduciary advisers can learn from what Carter did

The holidays are time for family, friends and reflection

By Knut Rostad on December 27, 2024

Knut asks if Santa Claus, as portrayed in Miracle of 34th Street, is a fiduciary

The Failure of Reg BI and the Death of Fiduciary Principles

By Knut Rostad on April 9, 2024

Policy failures lead to end of fiduciary principles

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Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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