Introduction Part of the “After the Advisers Act” initiative that The Institute has launched is the creation of new tools to help investors “Find a Fiduciary.” These tools can be used by fee-only, fiduciary advisory firms, and advisor advocacy groups, to promote why it is vital that investors choose to work with a fiduciary. E-Book […]
After the Advisers Act: What the New SEC and CFP Board Standards Mean for Investors
Two articles and a webinar speak to how the SECs’ and CFP Boards’ new standards depart from the Advisers Act of 1940.
Tamar Frankel Paper: “The Regulators’ Conflicts of Interest”
Tamar Frankel, Professor Law Emerita at Boston University, published a hugely important criticism of SEC’s Reg BI.
SEC and CFP Board Standards Reject Common Sense
The SEC and CFP Boards standards are a giant leap backwards. They violate commonsense and will further distance investors.
Webinar Virtual Discussion on the Legacy of Jack Bogle
Personal finance columnist Jane Bryant Quinn: ‘How Jack converted me and changed my life.’
Can Industry Groups Handle the Truth?
Industry groups are petitioning the SEC for a new rule that allows them to circumvent their fiduciary duty. Why?
