SEC staff to issue two “Risk Alerts” for further guidance.
WealthManagement.com: Coronavirus Puts a Premium on Honest and Plain Talk from Advisors
Advisors who communicate quickly, openly and honestly … will come out in a stronger position.
The Virus We’re Not Containing
Conflicts of interest are a threat, but some regulators don’t seem to see the need to restrain them.
Personal Financial Planning Program Webinars
A note from Knut A. Rostad In September 2018, the Institute awarded the Frankel Fiduciary Prize to Harold Evensky at Texas Tech in Lubbock. While on campus I spoke before several classes and saw first hand the interest of students in the subject of fiduciary duties. Since then, in collaboration with two Personal Financial Planning […]
Protected: Institute for the Fiduciary Standard Form CRS Draft
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Former CFP Board Chair Strikes Back
Knut Rostad interviewed Former CFPB Chair, Susan John, about CFPB’s recent decision to erase advisor compensation methods from its website.