Two articles and a webinar speak to how the SECs’ and CFP Boards’ new standards depart from the Advisers Act of 1940.
Tamar Frankel Paper: “The Regulators’ Conflicts of Interest”
Tamar Frankel, Professor Law Emerita at Boston University, published a hugely important criticism of SEC’s Reg BI.
SEC and CFP Board Standards Reject Common Sense
The SEC and CFP Boards standards are a giant leap backwards. They violate commonsense and will further distance investors.
Webinar Virtual Discussion on the Legacy of Jack Bogle
Personal finance columnist Jane Bryant Quinn: ‘How Jack converted me and changed my life.’
Can Industry Groups Handle the Truth?
Industry groups are petitioning the SEC for a new rule that allows them to circumvent their fiduciary duty. Why?
The Virus that Threatens Fiduciary Advisors
The “conflicts virus” shares much in common with the coronavirus that embattles our country.
