Dick Wagner (above) wrote for 30 years why the future of advice and planning is bright. That is, if leaders step up to make it so.
Reg BI’s Unhappy Second Birthday
Regulation BI turns 2 on June 30th. What’s to celebrate is not clear. No one seems to support it except those paid to. There is much to question.
SEC Staff to Investment Advisors: Fiduciary is “Extraneous”
SEC Staff calling fiduciary status “extraneous” goes against the fiduciary ethic of investment advisors.
The Power of Community
Lauren Hong of Out and About speaks with Knut on the origin of the Institute, starting with support from Jack Bogle and Tamar Frankel.
SEC Charts New Strategy for a Best Interest Standard
The SEC’s new strategy to raise best interest is becoming apparent.
FINRA’s “Olympic” Disgrace: Its Reg BI Report
Failures of the FINRA report parallel recent Olympic controversies.
