The Fiduciary Standard is the bedrock of the RIA business model yet the fiduciary standard is at risk if there is no one to protect it.
Why I’m Optimistic about America
Article originally posted on Advisor Perspectives Tomorrow’s election will bring gloomy punditry about America. Whatever the results, some will deem Donald Trump the winner. I just returned from visits to Oslo and the Venice Biennale International, a contemporary art exhibition. The art was great – but the repeated questions about America were not. In Norway […]
How Manipulative Language Muddied the Meaning of Advice
The 1940 interpretation of investment advice is no longer what it once was. The meaning of conflict has been fundamentally altered as well.
Polarization and the State of Advice
Dick Wagner (above) wrote for 30 years why the future of advice and planning is bright. That is, if leaders step up to make it so.
Reg BI’s Unhappy Second Birthday
Regulation BI turns 2 on June 30th. What’s to celebrate is not clear. No one seems to support it except those paid to. There is much to question.
SEC Staff to Investment Advisors: Fiduciary is “Extraneous”
SEC Staff calling fiduciary status “extraneous” goes against the fiduciary ethic of investment advisors.
