Knut discusses emergent themes in 2022’s Fiduciary September, which emphasizes state and private sector leadership amid SEC failure.
Podcast Interview with PLI: Preserving the Highest Duty of Care
Knut is interviewed on the fiduciary standard, how the SEC interprets that standard in 2022, and challenges and opportunities ahead.
How to Fix Our Failed Approach to Fiduciary Lobbying
Industry commentator, Bob Veres, argues that fiduciary advocates should emphasize the “catastrophic failures” of the brokerage business model.
Bob Veres Review: IA Magazine “Luminaries”: Potential advertisers or “luminaries”?
Veres won’t review the 93 firms or 105 individual “finalists” on IA’s list. He DOES list those not nominated, including “Joel Bruckenstein, Angie Herbers, Knut Rostad, Stephanie Bogan”, (and many others)
Fiduciary September 2022 Program
Luis Aguilar, (left) Advisor to the Institute, will speak Sept 22 on the panel for The 2022 Frankel Prize honoree, Arthur Laby.
Sharp exchanges at hearing illuminate debate on SEC’s oversight of ESG
Congress begins to discuss ESG and whether regulatory action should begin, but there is still contention within the house
