The Democratic VP, Kamala Harris, co-signed an Aug 6th letter criticizing the DOL proposal.
Blog
WEALTH TALK America: Focus On Regulation Best Interest
Knut speaks with Tom Burroughes with Family Wealth Report about what Reg BI means for the financial industry landscape.
Petition against ‘regulation by enforcement’ is a stunning case of industry disdain for rule of law
The trade groups’ petition focuses attention on the particulars of a disclosure when a recommendation entails a conflict of interest.
Former regulator Borzi takes on Reg BI and the DOL exemption
Phyllis Borzi roundly criticizes the DOL class exemption that would allow retirement plan advisors to receive commissions.
Groups Urge More Time to Comment on DOL Rule
Institute signs on to letter with 20 other advocacy groups requesting extension of comment period for DOL proposed rule.
Institute Letter to SEC Calls for New Thinking on Disclosure
Plain language, testing and new technologies must be marshaled to battle systemic complexity in increased disclosure of Reg BI era.
