Hear from leading voices in the profession, George Kinder, Dan Solin and Marie Swift along with Real Fiduciary™ Advisors Justin Sanderson and Yesenia Realejo
Massachusetts Supreme Court Ruling further protects investors from financial harm
Phyllis Borzi (left), will speak Oct 17 for the 2023 Frankel Prize Honoree, Sheryl Garrett.
September 13: 3 – 4 PM ET “The Advice Only Compensation Model: Consumer Experiences with Fixed, Flat or Hourly Fees for Advice” Speakers: Three clients of fixed, flat or hourly fee-only advisors . Moderator: Brian Thorp September 18: 3:30 – 4:30 PM ET “Massachusetts highest court ruling against Robinhood and for state’s fiduciary rule shocked […]
The Massachusetts Supreme Court ruling is a “grand slam” for investors that reinforces investor protections at a pivotal juncture.
By Arthur Laby — This Article provides a sustained account of advice giving as a fiduciary activity, and it demonstrates that the dominant approach to defining fiduciary relationships is flawed. Leading academic commentators assert that fiduciary relationships only arise when one party has discretion over the assets or affairs of another.