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You are here: Home / Archives for Institute & Industry Leaders

Institute & Industry Leaders

CFA Institute President and CEO Paul Smith urges SEC to “regain control”

By The Institute on June 15, 2017

Paul Smith

CFA Institute President and CEO, Paul Smith urges SEC to “regain control” of the fiduciary standard “by regulating the titles that those who provide personalized investment advice can use.”

Sheryl Garrett Endorses Institute for the Fiduciary Standard Best Practices Affirmation Program

By The Institute on May 17, 2017

SherylGarrett

Leader of hourly financial planning movement says Institute program provides much-needed clarity to help investors know what to expect from a fiduciary advisor

Fiduciary standards are important

By Knut Rostad on February 9, 2017

davidlewis

David will be among the first group of advisors of ‘Best Practices’ advisors the Institute will announce in March. Stay tuned.

Bob Veres: Where SIFMA and I Are In Total Agreement

By Knut Rostad on January 28, 2017

Bob Veres

The advisor world’s best-known advisor’s “advisor,” Bob Veres, has written extensively on how very different broker-dealers (sales persons) are from independent advisors.

Mercer Bullard: Think DOL’s Fiduciary Rule Is Too Strict? Blame SEC

By The Institute on December 18, 2016

Bullard Mercer

The investor watchdog talks to ThinkAdvisor about why SEC Chair White is a ‘bad SEC chair for investors’ and why the Social Security trust fund isn’t as important as many think.

How Advisors Should Prepare for the DOL rule in the Trump Administration

By The Institute on December 11, 2016

2016 MarketCounsel Meeting via MarketWatch

There can be changes around the edges, or changes at the core, but I expect with certainty that there will be uncertainty for a while.

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Fiduciary Doings

Tamar Frankel and Phyllis Borzi

 

The Institute organized a meeting to discuss common interests on Reg BI, the states and advocacy on January 16 in Washington. 22 leaders from nine advisor and consumer advocacy organizations attended.

Here, Phyllis Borzi (left) and Tamar Frankel, Institute Board of Advisor members, are seen readying to depart an Institute dinner, the evening before, where they led discussions.

 

Clark Blackman (left) and Chris Cannon, Real Fiduciary Practices Board members

 

Fiduciary Institute colors fly at CFA Institute conference. Clark Blackman (left) and Chris Cannon, Real Fiduciary Practices Board members, wear their 'Fiduciaries Rock' hats at the CFA event in Fort Lauderdale.

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