Industry stakeholders are now looking to Massachusetts to see how aggressively the state enforces the rule and gain insight into how other states may follow suit.
Fiduciary Advocates to Discuss DOL Hearing at 3:30 PM on Thursday
Immediately after the DOL Hearing on September 3rd, the Institute is hosting a panel discussion on it with fiduciary leaders.
Tamar Frankel: The Regulators Do Not Understand Conflicts
Knut Rostad interviews Tamar Frankel, Professor of Law Emeritus at Boston University, about conflicts of interest.
The 80th Anniversary of the ’40 Act
Knut has a conversation with Ron Rhoades, Western Kentucky University, and Jim Allen, CFA Institute, about the importance of the 40 Act.
Ron A. Rhoades Wins 2020 Frankel Fiduciary Prize
Ron A. Rhoades is the 2020 honoree of the Frankel Fiduciary Prize, named after Law Professor Tamar Frankel.
Democrats Oppose DOL Investment Advice Rules as Convention Begins
The Democratic VP, Kamala Harris, co-signed an Aug 6th letter criticizing the DOL proposal.
