Rhoades provides a 119 page letter to the Department of Labor explaining in significant detail what fiduciary duty means.
State securities administrators lead on Title protection
NASAA seeks to stop brokers from using “advisor / adviser” title
RIA consolidation receives ongoing headlines
Buckingham / Colony merger leads talk of the threats to fiduciary advice
Trump picks Paul Atkins, a former commissioner, to lead the SEC
Paul Atkins nominated SEC Chair: industry jubilation erupts. Here, Senator Elizabeth Warren joins Knut to offer a sober, investor view.
‘Streetfighting saint’ Bob Veres takes 2024 Tamar Frankel prize for decades of unstinting, sometimes ‘scathing’ commentary and a ‘secret sauce’ to ferret out facts
The Institute for the Fiduciary Standard awarded the 2024 Frankel Fiduciary prize to industry veteran Bob Veres.
Advisor Calls on CFP Board to hold virtual Town Hall to Engage with CFPs on Flawed Ad Campaign
Read the letter below: