It is up to advisors to uphold the fiduciary standard keep each other to it, as there is little the SEC can do to force it upon them.
Blog
Why RIAs Need To Preserve, Protect and Defend The Fiduciary Standard
The Fiduciary Standard is the bedrock of the RIA business model yet the fiduciary standard is at risk if there is no one to protect it.
No fee model is perfect: RIA Summit 2022
It is important for people to understand that different fee models may benefit certain people more, thus advisors must explain what services are being provided
Why I’m Optimistic about America
Article originally posted on Advisor Perspectives Tomorrow’s election will bring gloomy punditry about America. Whatever the results, some will deem Donald Trump the winner. I just returned from visits to Oslo and the Venice Biennale International, a contemporary art exhibition. The art was great – but the repeated questions about America were not. In Norway […]
What We Learned in Fiduciary September
Knut discusses emergent themes in 2022’s Fiduciary September, which emphasizes state and private sector leadership amid SEC failure.
Podcast Interview with PLI: Preserving the Highest Duty of Care
Knut is interviewed on the fiduciary standard, how the SEC interprets that standard in 2022, and challenges and opportunities ahead.
