State securities regulators, NASAA, issued a blistering report on the results of the SEC’s Reg BI. The report is a public service and supports The New SEC in 2021.
Blog
Knut Rostad Awarded “Fiduciary of the Year” by Committee
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Finance Leaders Can Learn About Trust from Supreme Court Justices
Note to leaders in finance: if three Supreme Court justices can argue for the integrity of the Court in the public square, maybe you can argue for the integrity of finance.
Investor Trust in 2021 – No Longer Hitched to Wall Street?
Knut offers a new paradigm for financial advisors to regain investor trust in 2021.
Fiduciary September 2021 Recap
Luis Aguilar, Frankel Prize honoree, praised for defining “What fiduciary means.” Jason Furman, Harvard professor, set out “Why fiduciary matters.”
RIA Leaders 2021: What’s wrong with RIA rankings
Knut joins members of the RIA community in pointing out the confusion in RIA rankings and which firms are fee-only and/or fiduciaries.