Further testing of Fee-only IAs CRS forms reveal that fiduciary status is frequently omitted
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Knut Rostad puts fiduciary advice up against best-interest standards
Knut and Jeff, InvestmentNews, dive deep into the weeds to untangle whether brokers or advisers have the better standard of practice.
The States Strike Back Against Reg BI
State securities regulators, NASAA, issued a blistering report on the results of the SEC’s Reg BI. The report is a public service and supports The New SEC in 2021.
Knut Rostad Awarded “Fiduciary of the Year” by Committee
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Finance Leaders Can Learn About Trust from Supreme Court Justices
Note to leaders in finance: if three Supreme Court justices can argue for the integrity of the Court in the public square, maybe you can argue for the integrity of finance.
Investor Trust in 2021 – No Longer Hitched to Wall Street?
Knut offers a new paradigm for financial advisors to regain investor trust in 2021.