CFA Institute offers candid criticism of Reg BI, Form CRS, and how the SEC still has not defined “best interest”
Blog
Optimism Has Guided 82-Year-Old Advisor Through Career Changes and Cancer Treatment – Rethinking 65
Don Rembert, member of the Institute Chairman’s Council, found his passion as a fee-only fiduciary advisor 40 years ago after seeing small business owners struggle.
‘Reg BI’? Instead, How Does ‘New Suitability’ Sound?
Institute leaders want the SEC to ensure retail investors understand when they are not working with fiduciaries.
Difference Between a Broker and an Advisor
Darren Fogarty, Employee Benefits Advisor at Wincline, describes the differences between brokers and fee-only advisors.
Harold Evensky to SEC: “CHANGE THE DAMN NAME” of Regulation Best Interest
Evensky, financial and investment advice pioneer, author and professor, urges SEC to rename the Reg BI, ‘New Suitability’
CFA Society Orlando Interviews Tamar Frankel
Chris Cannon, board member of the Institute’s Real Fiduciary™ Practices, interviews Boston University Professor of Law Emerita, Tamar Frankel.
