By Arthur Laby — This Article provides a sustained account of advice giving as a fiduciary activity, and it demonstrates that the dominant approach to defining fiduciary relationships is flawed. Leading academic commentators assert that fiduciary relationships only arise when one party has discretion over the assets or affairs of another.
Blog
New Course Preps Next Gen to Lead to Dick Wagner’s Vision
‘Planning for the Future of Financial Planning’ Course led by Luminary Faculty of Planners and Educators; Yeske, Kahler, Jetton, Levin, Moore, Stearns, Palazzolo and Millar
Classes run from June to December 2023
Reg BI turns three; lacking serious enforcement or guidance, it’s still a toddler
NASAA, SEC and finra reports say the same
Bob Veres reminds what annual BD rankings really mean
The magnitude of the deception of BDs insisting they are actually becoming “advisory” firms is undressed and exposed.
Leadership and Character on Memorial Day
Memorial Day is a good time to remember the central role that character development plays in
Officer training
The Battle for Fiduciary Standards in Massachusetts
To fight for the Fiduciary Standard in Massachussetts we need accountability in the courts and laws to uphold it