There may be parts of the SEC’s 1961 advertising rule that deserve updating. The ban on testimonials and endorsements is not one of them.
Advisor News
Northwestern Mutual Disclosure of Conflicts for CFPs Reveals Scale, Scope, Complexity and Opacity of Incentives
The disclosure underscores the need for CFP Board to provide additional guidance to CFPs required to manage material conflicts.
Massachusetts is considering its own investor protection rule. Brokerage and insurance groups oppose it
Massachusetts is looking to enforce an industry-wide fiduciary standard within its own borders. Will other states follow?
How Financial Planning Can Become a True Profession
by Ron A. Rhoades, JD, CFP®
There are many prerequisites to becoming a true profession. Have we satisfied those requirements? And if so – do we desire to take the next step – seeking true status as a profession through legislation?
Women Leading The Finance Industry: Deborah S. Bosley
Deborah S. Bosley of The Plain Language Group has been recognized as a woman “leading the finance industry.”
Moisand Fitzgerald Tamayo Wins Prestigious National Award
Moisand Fitzgerald Tamayo, one of the Institute’s Real Fiduciary™ Practices Advisors, received the 2019 Trailblazer IMPACT Award™.
