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The Institute for the Fiduciary Standard

A resource site for investors, brokers, academics and the media.


Building a fiduciary culture of honesty, integrity, and expertise.

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Advisor News

SEC, CFP Board Accused Of Blurring Lines Between Advisors And Brokers As Board Reacts

By Knut Rostad on April 17, 2020

The Institute contends in a new whitepaper that SEC and CFP Board rules will sweep away key principles of the Advisers Act.

WealthManagement.com: Coronavirus Puts a Premium on Honest and Plain Talk from Advisors

By Knut Rostad on April 2, 2020

Coronavirus Wealth Management

Advisors who communicate quickly, openly and honestly … will come out in a stronger position.

Jay Clayton: Reg BI Still Coming June 30th

By The Institute on April 2, 2020

Jay Clayton

SEC staff to issue two “Risk Alerts” for further guidance.

CFP Board removes compensation descriptions from consumer website

By Knut Rostad on March 3, 2020

Investment News Logo

Knut Rostad, president of the Institute for the Fiduciary Standard, said investors should have a clear idea of which advisers are fee-only.

A Disappointing Move by the CFP Board

By Knut Rostad on March 3, 2020

CFP Board Logo

Many financial advisors today, including CFPs, call themselves “fiduciaries” but still possess conflicts of interest that are often not properly managed.

Debate Counter Point: “Testimonials and Endorsements Won’t Help Investors”

By The Institute on February 27, 2020

Karen Barr and Knut Rostad take opposite sides of the timely debate on advisor advertisements with testimonials and endorsements.

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Dan Moisand

 

Dan Moisand is a nationally recognized fiduciary fee-only financial planner, an Institute Real Fiduciary™ Advisor and Chair-elect of the CFP Board.

The Institute has enshrined the ‘Moisand Rule’ on fiduciary practices. It is basic and is more important today than ever: “You have to avoid conflicts. If I avoid a conflict, I don’t worry about it.”

Watch the video of Moisand speaking here.

Bob Veres

 

Bob Veres is a long term observer of financial planning. His Newsletter, “Inside information” Is a staple of leading planners. In the May edition he writes about fiduciary and the Institute.

"But a much bigger point is that the fiduciary standard—as Knut Rostad of the Institute for the Fiduciary Standard has pointed out—has been determined by the Supreme Court (1963 ruling) to be at the very heart of the Investment Advisers Act of 1940. It is the foundation of what it means to be an RIA registered with the SEC instead of a tipster or a tout."

- Bob Veres, Parting Thoughts ... The SEC's Own Compliance Culture

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