Industry Leaders urge the Department of Labor (DOL) to act on rules governing retirement investment advice.
Institute and Industry Leaders
Professor Emerita, Tamar Frankel, Urges SEC Chairman Gensler: Make it clear RIAs can say ‘We are fiduciaries’ on CRS!
Professor of Law Emerita Tamar Frankel penned a letter to SEC Chairman Gensler. The message: RIA confusion on Form CRS is “astounding.”
Knut Rostad Awarded “Fiduciary of the Year” by Committee
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Barbara Roper Gets Key SEC Post
SEC Chairman Gary Gensler has appointed Barbara Roper, Director of Investor Protection at CFA, as his senior advisor.
CFP Board Selects 2023 Chairman
Dan Moisand, Principal of Moisand, Fitzgerald, and Tamayo and an Institute Real Fiduciary™ Advisor, will chair the CFP Board in 2023.
‘Pretty darn close’: How Carolyn McClanahan Transitioned From Physician to Financial Planner
Carolyn McClanahan’s transition from being a physician to the financial planning industry. She calls for a better duty of care to the client.
