Tamar Frankel’s two palpable features, ‘One is a deep well of kindness behind her eyes, the other a formidable air of intelligence.’
Institute and Industry Leaders
Leading Consumer and Investor Advocates Urge DOL to Act on Fiduciary Rule Update
Industry Leaders urge the Department of Labor (DOL) to act on rules governing retirement investment advice.
Professor Emerita, Tamar Frankel, Urges SEC Chairman Gensler: Make it clear RIAs can say ‘We are fiduciaries’ on CRS!
Professor of Law Emerita Tamar Frankel penned a letter to SEC Chairman Gensler. The message: RIA confusion on Form CRS is “astounding.”
Knut Rostad Awarded “Fiduciary of the Year” by Committee
Bob Veres, Owner of Inside Information, interviews Knut Rostad on where the fiduciary world stands amid the amenable regulatory leadership in Washington.
Barbara Roper Gets Key SEC Post
SEC Chairman Gary Gensler has appointed Barbara Roper, Director of Investor Protection at CFA, as his senior advisor.
CFP Board Selects 2023 Chairman
Dan Moisand, Principal of Moisand, Fitzgerald, and Tamayo and an Institute Real Fiduciary™ Advisor, will chair the CFP Board in 2023.