On this Valentine’s Day, let’s reflect on the necessity of trustworthy relationships!
The tragedy of Tyre Nichols emphasizes the necessity of transparency and disclosure not just in law enforcement but also in advice for investors.
While Southwest faces consequences for their actions will broker dealers share the same fate by failing to comply with Reg BI?
It is up to advisors to uphold the fiduciary standard keep each other to it, as there is little the SEC can do to force it upon them.
The Fiduciary Standard is the bedrock of the RIA business model yet the fiduciary standard is at risk if there is no one to protect it.
Article originally posted on Advisor Perspectives Tomorrow’s election will bring gloomy punditry about America. Whatever the results, some will deem Donald Trump the winner. I just returned from visits to Oslo and the Venice Biennale International, a contemporary art exhibition. The art was great – but the repeated questions about America were not. In Norway […]